AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
BE

Benjamin S. Englund

CEVA ADVISORS
Woodinville, WA
Some features on this profile are disabled
CRD#: 7564425
BE

Professional summary


Benjamin Stuart Englund, who also goes by Ben Englund, is a registered financial advisor currently at CEVA ADVISORS located in Woodinville, Washington.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Benjamin has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ben Englund

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Aberdeen Capital. Investment-related. Woodinville, WA. Real Estate, multi-family affordable housing. Co-owner. Start Date: 4/2022. 40 hours per month total, 2 during securities trading hours. Activities include setting key objectives, creating strategic partnerships, and identifying opportunities.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Benjamin Stuart Englund's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 22, 2023 - Present

CEVA ADVISORS

RIA
CRD#: 323561
Woodinville, WA
Past

June 3, 2022 - October 4, 2023

NORTHWEST ASSET MANAGEMENT

RIA
CRD#: 147923
Woodinville, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(3/8/2024)
IAR
Washington
(6/22/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/5/2022
Uniform Investment Adviser Law Examination

Current Firm


CA
CEVA ADVISORS
CEVA ADVISORS | CEVA CAPITAL LLC | CEVA ADVISORS LLC

CRD#: 323561 / SEC#:

Ohio
Registered Investment Advisory firm - (1/15/2024 Approved)
Washington
Registered Investment Advisory firm - (6/22/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Woodinville, WA
Mailing Address
8201 164th Ave Ne #200, Redmond, WA 98052
Phone number
(425) 900-6001
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts53
AUM (Assets Under Management)$ 37,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CEVA ADVISORS

CRD#: 323561Woodinville, WA

TRUST BUT VERIFY

Monitor Benjamin Englund

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics