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William Franklin Edmondson

CRD# 75636·Registered 1970 - 2006
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Franklin Edmondson, who also goes by Frank Edmondson III, W. Franklin Edmondson III, William Franklin Edmondson Iii, was a registered financial advisor. William was a previously registered financial advisor and started their career in finance 1970 - 2006. William had worked at 7 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 1, Series 53, Series 4, Series 24 and Series 12 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frank Edmondson Iii, W. Franklin Edmondson Iii, William Franklin Edmondson Iii

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

65 years in the financial services industry

Current & Past Employments

KOVACK SECURITIES INC.·CRD# 44848
RIA
Plantation, FL
September 2, 2004 - August 15, 2006
KOVACK ADVISORS, INC.·CRD# 140808
RIA
Ft. Lauderdale, FL
September 2, 2004 - November 17, 2009
KOVACK SECURITIES INC.·CRD# 44848
BD
Plantation, FL
November 23, 2001 - August 12, 2009
ROUND HILL SECURITIES, INC.·CRD# 35223
BD
Alamo, CA
October 16, 1996 - November 19, 2001
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
July 23, 1979 - October 21, 1996
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
June 1, 1971 - July 25, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
January 25, 1971 - June 28, 1971
GOODBODY & CO. INCORPORATED·CRD# 362
BD
December 23, 1970 - April 19, 1971

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Current Firm

KS
KOVACK SECURITIES INC.

KOVACK SECURITIES INC. | RK ADVISORS, INC. | RK ADVISORS

CRD#: 44848 / SEC#: 8-50847
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Mailing Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Phone Number

(954) 782-4771

Established

Florida since 04/22/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KOVACK FINANCIAL, LLC.OWNER—
KOVACK, BRIAN JOHNCEO2809477
SHICK, ISABELLE ALLISONFINOP5364794
WOLFE, MELINDA SUECHIEF COMPLIANCE OFFICER/EVP1627593

Disclosures

Regulatory Event

5

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1979About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed May 1984

Series 5 — Interest Rate Options Examination

Passed Dec 1983

Series 1 — Registered Representative Examination

Passed Mar 1961

Series 53 — Municipal Securities Principal Examination

Passed Oct 1983About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Aug 1983About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 1983About the Series 24 exam

Series 12 — NYSE Branch Manager Examination

Passed Aug 1982

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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