William F. Edmondson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Franklin Edmondson, who also goes by Frank Edmondson III, W. Franklin Edmondson III, William Franklin Edmondson Iii, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1970. William had worked at 7 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 1, Series 53, Series 4, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2004 - August 15, 2006
KOVACK SECURITIES INC.
September 2, 2004 - November 17, 2009
KOVACK ADVISORS, INC.
November 23, 2001 - August 12, 2009
KOVACK SECURITIES INC.
October 16, 1996 - November 19, 2001
ROUND HILL SECURITIES, INC.
July 23, 1979 - October 21, 1996
PRUDENTIAL EQUITY GROUP, LLC
June 1, 1971 - July 25, 1979
THOMSON MCKINNON SECURITIES INC.
January 25, 1971 - June 28, 1971
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
December 23, 1970 - April 19, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/10/1984
Foreign Currency Options ExaminationSeries 5
Date: 12/19/1983
Interest Rate Options ExaminationSeries 1
Date: 3/10/1961
Registered Representative ExaminationSeries 12
Date: 8/21/1982
NYSE Branch Manager ExaminationCurrent Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
