ZH
Zander Holman
THRIVENT INVESTMENT MANAGEMENT
Spokane, WA 99202
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CRD#: 7563522
ZH
Professional summary
Zander Holman is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Spokane, Washington.
Zander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Zander has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EWU SCHOLARSHIP APPLICATION EVALUATION TEAM POSITION: Volunteer member of the EWU Scholarship application evaluation team NATURE: Will be reviewing student scholarship applications with a team of volunteers. Then will be recommending student applications to become recipients. Volunteers recommendation will contribute to a fair and thoughtful awards selection process. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/21/2023 ADDRESS: 333 Eagle LN, 102 Sutton Hall, Cheney WA 99004, United States DESCRIPTION: Will be trained to review student scholarship applications and determine if they should be recommended to receive the scholarship based on the requirements of the scholarship being applied for.
CRS (Client Relationship Summary) - RIA
Click below to view Zander Holman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Zander Holman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 534 E Spokane Falls Blvd, Spokane, WA 99202Office #2: 1224 S Pioneer Way, Moses Lake, WA 98837RIA
BD
CRD#: 18387
Spokane, WA
Current
September 9, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 534 E Spokane Falls Blvd, Spokane, WA 99202Office #2: 1224 S Pioneer Way, Moses Lake, WA 98837RIA
BD
CRD#: 18387
Spokane, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/17/2024)
RR
Arizona(1/18/2023)
RR
Colorado(7/25/2023)
RR
Georgia(4/3/2025)
RR
Idaho(10/12/2022)
RR
Massachusetts(2/24/2025)
RR
Montana(9/28/2023)
RR
North Dakota(10/20/2022)
RR
Oregon(10/12/2022)
RR
Texas(7/25/2023)
IAR
Texas(7/25/2023)
RR
Washington(10/3/2022)
IAR
Washington(10/3/2022)
RR
Wyoming(3/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/9/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Spokane, WA 99202TRUST BUT VERIFY
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