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Muskan Uppal

REDE PARTNERS (AMERICAS) LLC
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 7563035
MU

Professional summary

Muskan Uppal is a registered financial professional currently at REDE PARTNERS (AMERICAS) LLC located in New York, New York.

Muskan is registered as a RR (Registered Representative) and started their career in finance in 2023. Muskan has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Muskan Uppal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 23, 2024 - Present

REDE PARTNERS (AMERICAS) LLC

Office #1: 1270 Avenue Of The Americas Suite 408, New York, NY 10020
BD
CRD#: 299631
NEW YORK, NY
Past

July 3, 2023 - September 17, 2024

PIPER SANDLER & CO.

BD
CRD#: 665
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/23/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/1/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/3/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/12/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

RP
REDE PARTNERS (AMERICAS) LLC
REDE PARTNERS (AMERICAS) LLC

CRD#: 299631 / SEC#: , 8-70269

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1270 Avenue Of The Americas Suite 408, New York, NY 10020
Mailing Address
1270 Avenue Of The Americas Suite 408, New York, NY 10020
Phone number
(212) 224-8220
Established
Delaware since 12/04/2018
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
REDE PARTNERS (UK) LIMITEDSOLE MEMBER
CHURCH, SCOTT ALANCHIEF EXECUTIVE OFFICER1539325
RIORDAN, TIFFANY ANNEFINOP, PFO & POO6313437
WODE, MICHAEL WILLIAMCHIEF COMPLIANCE OFFICER, GENERAL COUNSEL6689371

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REDE PARTNERS (AMERICAS) LLC

CRD#: 299631New York, NY 10020

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