VM
Vishnumari Muniappan
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
New York, NY 10281
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CRD#: 7562869
VM
Professional summary
Vishnumari Muniappan, who also goes by VIshnu Muniappan, is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in New York, New York.
Vishnumari is registered as a RR (Registered Representative) and started their career in finance in 2023. Vishnumari has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Vishnu Muniappan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Vishnumari Muniappan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2023 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 225 Liberty Street 35th Floor, New York, NY 10281BD
CRD#: 313390
New York, NY
Past
September 19, 2023 - October 16, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
Princeton, NJ
Past
July 24, 2023 - October 16, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/3/2025)
RR
Alaska(2/3/2025)
RR
Arizona(8/7/2024)
RR
Arkansas(2/3/2025)
RR
California(8/7/2024)
RR
Colorado(2/3/2025)
RR
Connecticut(2/3/2025)
RR
Delaware(2/3/2025)
RR
District of Columbia(2/3/2025)
RR
Florida(2/3/2025)
RR
Georgia(2/3/2025)
RR
Hawaii(2/3/2025)
RR
Idaho(2/3/2025)
RR
Illinois(2/3/2025)
RR
Indiana(2/3/2025)
RR
Iowa(2/3/2025)
RR
Kansas(2/3/2025)
RR
Kentucky(2/3/2025)
RR
Louisiana(2/3/2025)
RR
Maine(2/3/2025)
RR
Maryland(2/3/2025)
RR
Massachusetts(2/3/2025)
RR
Michigan(2/3/2025)
RR
Minnesota(2/3/2025)
RR
Mississippi(2/3/2025)
RR
Missouri(2/3/2025)
RR
Montana(2/3/2025)
RR
Nebraska(2/3/2025)
RR
Nevada(8/7/2024)
RR
New Hampshire(2/3/2025)
RR
New Jersey(2/3/2025)
RR
New Mexico(2/3/2025)
RR
New York(10/26/2023)
RR
North Carolina(2/6/2025)
RR
North Dakota(2/3/2025)
RR
Ohio(2/3/2025)
RR
Oklahoma(2/3/2025)
RR
Oregon(2/3/2025)
RR
Pennsylvania(2/3/2025)
RR
Rhode Island(2/3/2025)
RR
South Carolina(2/3/2025)
RR
South Dakota(2/3/2025)
RR
Tennessee(2/3/2025)
RR
Texas(2/3/2025)
RR
Utah(8/7/2024)
RR
Vermont(2/3/2025)
RR
Virginia(2/3/2025)
RR
Washington(2/3/2025)
RR
West Virginia(2/3/2025)
RR
Wisconsin(2/3/2025)
RR
Wyoming(2/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/24/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BO
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
BROOKFIELD OAKTREE DISTRIBUTORS LLC | BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC | BROOKFIELD OAKTREE WEALTH MANAGEMENT SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
225 Liberty Street 35th Floor, New York, NY 10281
Mailing Address
250 Vesey Street 15th Floor, New York, NY 10281
Phone number
(212) 549-8380
Established
Delaware since 02/04/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
