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Gustavo M. Giugale

TIGRESS FINANCIAL PARTNERS
New York, NY 10022
Some features on this profile are disabled
CRD#: 7562446
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Professional summary


Gustavo Maria Giugale, who also goes by Gucci Giugale, Gustavo Giugale, is a registered financial professional currently at TIGRESS FINANCIAL PARTNERS, LLC located in New York, New York.

Gustavo is registered as a RR (Registered Representative) and started their career in finance in 2022. Gustavo has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gucci Giugale | Gustavo Giugale

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gustavo Maria Giugale's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 24, 2022 - Present

TIGRESS FINANCIAL PARTNERS, LLC

Office #1: 410 Park Avenue 12th Floor, New York, NY 10022
RIA
BD
CRD#: 154717
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(10/1/2025)
RR
Florida
(9/27/2023)
RR
New York
(9/27/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 9/27/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/24/2022
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm


TF
TIGRESS FINANCIAL PARTNERS, LLC
TIGRESS FINANCIAL PARTNERS LLC | TIGRESS FINANCIAL PARTNERS, LLC

CRD#: 154717 / SEC#: 801-112815, 8-68671

RIA
Registered Investment Advisory firm - SEC (2/21/2024 Terminated)
Florida
Registered Investment Advisory firm - SEC (7/2/2025 Approved)
New York
Registered Investment Advisory firm - SEC (4/27/2018 Terminated)
Texas
Registered Investment Advisory firm - SEC (11/15/2023 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
410 Park Avenue 12th Floor, New York, NY 10022
Mailing Address
410 Park Avenue 12th Floor, New York, NY 10022
Phone number
(212) 430-8750
Established
Delaware since 05/26/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
5

FINRA licenses (35 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
TIGRESS HOLDINGS LLCMAJORITY OWNER
CHEN, CHIASHIN NMNCHIEF COMPLIANCE OFFICER2992660
DIBARTOLO, CYNTHIA DENISECHIEF EXECUTIVE OFFICER2413494
MARRONE, MICHAEL THOMASPRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP4859949

Regulatory assets under management


Total Number of Accounts17
AUM (Assets Under Management)$ 11,558,041

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TIGRESS FINANCIAL PARTNERS, LLC

CRD#: 154717New York, NY 10022

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