Tristin S. Haladus-henke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tristin Scott Haladus-henke was a registered financial professional .
Tristin is a previously registered financial professional and started their career in finance in 2023. Tristin had worked at 1 firm and has passed the Series 65 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2023 - June 17, 2024
PLATO'S PHILOSOPHY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PLATO'S PHILOSOPHY, LLC
CRD#: 319564 / SEC#: 801-126714
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 39,360,000 |
Red Flags
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