BC
Brian Carlson
FIDUCIENT ADVISORS LLC
CHICAGO, IL 60661-4593
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CRD#: 7562137
BC
Professional summary
Brian Carlson is a registered financial advisor currently at FIDUCIENT ADVISORS LLC located in Chicago, Illinois.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Brian has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Carlson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2023 - Present
FIDUCIENT ADVISORS LLC
Office #1: 500 W Madison Street Suite 3260, Chicago, IL 60661-4593RIA
CRD#: 106720
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIDUCIENT ADVISORS LLC
DIMEO SCHNEIDER & ASSOCIATES LLC | FIDUCIENT ADVISORS LLC
CRD#: 106720 / SEC#: 801-48820
RIA
Registered Investment Advisory firm - (3/27/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(4/14/2023)
IAR
Texas(4/14/2023)
Exams
Current Firm
FIDUCIENT ADVISORS LLC
DIMEO SCHNEIDER & ASSOCIATES LLC | FIDUCIENT ADVISORS LLC
CRD#: 106720 / SEC#: 801-48820
RIA
Registered Investment Advisory firm - (3/27/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 W Madison Street Suite 3260, Chicago, IL 60661-4593
Mailing Address
Phone number
(312) 853-1000
Established
Firm type
Fiscal year end
# of Employees
218
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,150 |
| AUM (Assets Under Management) | $ 67,638,977,771 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/30/2024 | ||
| 11/14/2023 | ||
| 01/23/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
