William C. Windham
Professional summary
William C Windham II, who also goes by William C Windham, is a registered financial professional currently at SOLEBURY CAPITAL LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2022. William has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William C Windham II's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2022 - Present
SOLEBURY CAPITAL LLC
Office #1: 740 Broadway 9th Floor, New York, NY 10003State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2022)
Exams
Series 79TO
Date: 12/19/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SOLEBURY CAPITAL LLC
CRD#: 143299 / SEC#: , 8-67548
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| COHN, VICTOR ALLAN | CHAIRMAN, CHIEF OPERATING OFFICER | 808136 |
| EARLING, DAVID CRISTOFORI | MANAGING DIRECTOR | 2534818 |
| HATFIELD, EDWARD RIDGWAY | CHIEF EXECUTIVE OFFICER | 1781580 |
| IM, YOULREE | CHIEF ADMINISTRATIVE OFFICER | 5195473 |
| JACOBY, MATTHEW R | CHIEF COMPLIANCE OFFICER | 5720650 |
| LONG, GEORGE PHILLIP MR. | CHIEF LEGAL OFFICER | 5094038 |
| ROHALY, JEFFREY P | FINANCIAL OPERATIONS PRINCIPAL, PFO, POO | 4588188 |
| WILLIAMS, JULIE | VICE PRESIDENT | 6040587 |
Red Flags
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