Jacob G. Eason

DUNCAN WILLIAMS ASSET MANAGEMENT

Memphis, TN 38119

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CRD#: 7561606

Professional summary

Jacob Graham Eason, who also goes by Jack Graham Eason, Jack Eason, is a registered financial advisor currently at DUNCAN WILLIAMS ASSET MANAGEMENT, LLC located in Memphis, Tennessee.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jacob has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Graham Eason | Jack Eason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Various Insurance Companies; Investment Related; Registered Branch Office; Insurance Agent; Start Date: 11/2024; Less than 1 hour devoted monthly; Less than 1 hour devoted monthly during trading hours; Offer insurance products as a recommendation to a financial plan

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Graham Eason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 26, 2024 - Present

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

Office #1: 5350 Poplar Avenue Suite 600, Memphis, TN 38119

RIA

CRD#: 174809

Memphis, TN

Past

October 23, 2023 - October 29, 2024

CSENGE ADVISORY GROUP, LLC

RIA

CRD#: 131167

Memphis, TN

Past

July 10, 2023 - October 28, 2024

LION STREET FINANCIAL, LLC

CRD#: 165828

Memphis, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

CRD#: 174809 / SEC#: 801-81015

RIA

Registered Investment Advisory firm - (3/9/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/5/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/8/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/30/2023

Securities Industry Essentials Examination

Current Firm

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

CRD#: 174809 / SEC#: 801-81015

RIA

Registered Investment Advisory firm - (3/9/2015 Approved)

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Contact information

Main Address

5350 Poplar Avenue Suite 600, Memphis, TN 38119

Mailing Address

Phone number

(901) 435-4250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWAM ADV PART 2 WRAP BROCHURE (3/28/2025)

DWAM ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,962
AUM (Assets Under Management)	$ 2,163,085,456

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob G. Eason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Graham Eason's CRS (Customer Relationship Summary).

Certified licenses

Experience

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

CSENGE ADVISORY GROUP, LLC

LION STREET FINANCIAL, LLC

Primary Firm SEC Registration

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/2023

Series 7TO

Date: 7/8/2023

SIE

Date: 5/30/2023

Current Firm

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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