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Stephen T. Abbe

ORCHARD ADVISORS
Cazenovia, NY
Some features on this profile are disabled
CRD#: 7561585
SA

Professional summary

Stephen Thomas Abbe, who also goes by Steven Thomas Abbe, is a registered financial advisor currently at ORCHARD ADVISORS located in Cazenovia, New York.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Stephen has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Steven Thomas Abbe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Thomas Abbe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2022 - Present

ORCHARD ADVISORS

RIA
CRD#: 284061
Cazenovia, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
ORCHARD ADVISORS
NARDELLA, ANDREW PAUL | ORCHARD ADVISORS LLC | ORCHARD ADVISORS

CRD#: 284061 / SEC#: 801-120137

RIA
Registered Investment Advisory firm - (12/11/2020 Approved)
New York
Registered Investment Advisory firm - (6/24/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(7/1/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/1/2022
Uniform Investment Adviser Law Examination

Current Firm

OA
ORCHARD ADVISORS
NARDELLA, ANDREW PAUL | ORCHARD ADVISORS LLC | ORCHARD ADVISORS

CRD#: 284061 / SEC#: 801-120137

RIA
Registered Investment Advisory firm - (12/11/2020 Approved)
New York
Registered Investment Advisory firm - (6/24/2016 Approved)
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Contact information

Main Address
Cazenovia, NY
Mailing Address
Phone number
(315) 655-1072
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (7 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROCHURE SUPPLEMENT (3/31/2025)
ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts405
AUM (Assets Under Management)$ 74,133,815

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ORCHARD ADVISORS

CRD#: 284061Cazenovia, NY

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