Jose L. Adame
Professional summary
Jose Luis Adame Jr, who also goes by Jose Luis Adam, is a registered financial advisor currently at SETTLEMENT CAPITAL ADVISORS located in West Linn, Oregon.
Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jose has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jose Luis Adame Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2025 - Present
SETTLEMENT CAPITAL ADVISORS
Office #1: 1800 Blankenship Rd. Ste. 160, West Linn, OR 97068September 25, 2023 - April 17, 2025
U.S. BANCORP INVESTMENTS, INC.
July 11, 2023 - April 17, 2025
U.S. BANCORP INVESTMENTS, INC.
June 20, 2022 - June 30, 2023
KEY INVESTMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/1/2025)
Exams
Series 7TO
Date: 8/18/2023
General Securities Representative ExaminationSeries 6TO
Date: 6/20/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
SETTLEMENT CAPITAL ADVISORS
CRD#: 155250 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 123 |
| AUM (Assets Under Management) | $ 62,585,008 |
Red Flags
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