Ines Bermudez-canete
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ines Bermudez-canete was a registered financial professional .
Ines is a previously registered financial professional and started their career in finance in 2024. Ines had worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2024 - March 12, 2025
TRIAGO
July 16, 2024 - March 25, 2026
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/17/2025
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 7/15/2024
General Securities Representative ExaminationCurrent Firm
TRIAGO
CRD#: 143529 / SEC#: , 8-67573
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRIAGO MANAGEMENT DEVELOPMENT SARL | SHAREHOLDER | |
| ADELSON, SCOTT JOSEPH | DIRECTOR | 2147111 |
| ALLEY, JAMES LINDSEY | DIRECTOR | 2394515 |
| CRAIN, CHRISTOPHER MADISON | DIRECTOR | 4870370 |
| QUIROGA, VICTOR EDUARDO | CCO, EXEC. REP, AML SUPER. | 4841312 |
| SWAIN, MATTHEW JOSEPH | PRESIDENT | 6826025 |
| TANIGUCHI, EDWARD NEAL | FINOP | 4632869 |
Red Flags
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