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HB

Harshvardhan Bakshi

MAVEN GLOBAL MARKETS TRADING LLP
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 7559938
HB

Professional summary

Harshvardhan Bakshi is a registered financial professional currently at MAVEN GLOBAL MARKETS TRADING LLP located in Chicago, Illinois.

Harshvardhan is registered as a RR (Registered Representative) and started their career in finance in 2023. Harshvardhan has worked at 1 firm and has passed the Series 57TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Harshvardhan Bakshi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 13, 2023 - Present

MAVEN GLOBAL MARKETS TRADING LLP

Office #1: 444 W Lake St Ste. 4650, Chicago, IL 60606
BD
CRD#: 317195
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 7/13/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 6/2/2023
Securities Industry Essentials Examination
SRO Registrations
RR
Cboe Exchange, Inc.

Current Firm

MG
MAVEN GLOBAL MARKETS TRADING LLP
MAVEN GLOBAL MARKETS TRADING LLP

CRD#: 317195 / SEC#: , 8-70825

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
444 W Lake St Ste. 4650, Chicago, IL 60606
Mailing Address
444 W Lake St Ste. 4650, Chicago, IL 60606
Phone number
+1 (312) 216-0272
Established
Firm type
Partnership
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MAVEN GLOBAL MARKETS LLPLP
COSENTINO, JAMES ROBERTPRINCIPAL AND CHIEF EXECUTIVE OFFICER7659045
KOEDJIKOV, IVANCHIEF COMPLIANCE OFFICER7450415
MAVEN GLOBAL MARKETS TRADING GP LTD.GP
SLOAN NOWAK, JACQUELINE LEEFINOP2717305

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAVEN GLOBAL MARKETS TRADING LLP

CRD#: 317195Chicago, IL 60606

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