Martin J. Rodriguez

LONGVIEW ASSET MANAGEMENT

SANTA FE, NM 87501

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CRD#: 7559922

Professional summary

Martin J Rodriguez, who also goes by Martin J Rodriguez, Martin Jacob Rodriguez, is a registered financial advisor currently at LONGVIEW ASSET MANAGEMENT, LLC located in Santa Fe, New Mexico.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Martin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martin J Rodriguez | Martin Jacob Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin J Rodriguez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2024 - Present

LONGVIEW ASSET MANAGEMENT, LLC

Office #1: 136 Grant Avenue, Santa Fe, NM 87501

RIA

CRD#: 122997

SANTA FE, NM

Past

March 5, 2024 - November 7, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ALBUQUERQUE, NM

Past

March 5, 2024 - November 7, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ALBUQUERQUE, NM

Past

February 13, 2023 - December 15, 2023

MORGAN STANLEY

RIA

CRD#: 149777

Albuquerque, NM

Past

December 5, 2022 - December 15, 2023

MORGAN STANLEY

CRD#: 149777

Albuquerque, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LONGVIEW ASSET MANAGEMENT, LLC

CRD#: 122997 / SEC#: 801-79973

RIA

Registered Investment Advisory firm - (6/30/2014 Approved)

California

Registered Investment Advisory firm - (8/1/2014 Terminated)

Colorado

Registered Investment Advisory firm - (9/16/2014 Terminated)

New Mexico

Registered Investment Advisory firm - (7/2/2014 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(11/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/13/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/5/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/17/2022

Securities Industry Essentials Examination

Current Firm

LONGVIEW ASSET MANAGEMENT, LLC

CRD#: 122997 / SEC#: 801-79973

RIA

Registered Investment Advisory firm - (6/30/2014 Approved)

California

Registered Investment Advisory firm - (8/1/2014 Terminated)

Colorado

Registered Investment Advisory firm - (9/16/2014 Terminated)

New Mexico

Registered Investment Advisory firm - (7/2/2014 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2014 Terminated)

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Contact information

Main Address

136 Grant Avenue, Santa Fe, NM 87501

Mailing Address

Po Box 2147, Santa Fe, NM 87504-2147

Phone number

(505) 988-9555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR RETIREMENT PLAN CLIENTS (3/28/2025)

DISCLOSURE DOCUMENT FOR LONGVIEW ESG DIRECT CLIENTS (3/28/2025)

DISCLOSURE DOCUMENT FOR WEALTH MANAGEMENT CLIENTS (3/28/2025)

Regulatory assets under management

Total Number of Accounts	574
AUM (Assets Under Management)	$ 339,480,737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Martin J. Rodriguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin J Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

LONGVIEW ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/13/2023

Series 7TO

Date: 12/5/2022

SIE

Date: 8/17/2022

Current Firm

LONGVIEW ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LONGVIEW ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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