SL
Sonya Lam
GLOBAL LEISURE PARTNERS
Wellington, FL
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CRD#: 7559368
SL
Professional summary
Sonya Lam is a registered financial professional currently at GLOBAL LEISURE PARTNERS, LLC located in Wellington, Florida.
Sonya is registered as a RR (Registered Representative) and started their career in finance in 2024. Sonya has worked at 1 firm and has passed the SIE and Series 79TO exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sonya Lam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2024 - Present
GLOBAL LEISURE PARTNERS, LLC
Office #2: 1321 Clydesdale Avenue, Wellington, FL 33414BD
CRD#: 134435
Wellington, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 79TO
Date: 9/25/2024
Investment Banking Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
GL
GLOBAL LEISURE PARTNERS, LLC
GLOBAL LEISURE PARTNERS, LLC
CRD#: 134435 / SEC#: , 8-66837
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1321 Clydesdale Avenue, Wellington, FL 33414
Mailing Address
124 City Road, London, EC1V 2NX
Phone number
(561) 486-3054
Established
Delaware since 03/01/2004
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (32 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL LEISURE PARTNERS LLP | SHAREHOLDER/MEMBER | |
| DENEY, RICHARD LEE | PRINCIPAL/ELECTED MANAGER | 1014351 |
| HARMS, LINDSAY NEGREANN MRS | DIRECTOR /MANAGING MEMBER | |
| HARMS, MARK WILLIAM BRUCE | CCO/AMLCO/MANAGING MEMBER | 1731456 |
| HARMS, MARK WILLIAM BRUCE | CEO/ DIRECTOR/MANAGING MEMBER | 1731456 |
| SPALEVIC, MAJA | FINOP/CFO/ ELECTED MANAGER | 5985299 |
Red Flags
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