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Cavitt R. Randall

MBX CLEARING LLC
Farmington Hills, MI 48331
Some features on this profile are disabled
CRD#: 7559271
CR

Professional summary

Cavitt Robert Randall, who also goes by Cavitt Randall, is a registered financial professional currently at MBX CLEARING LLC located in Farmington Hills, Michigan.

Cavitt is registered as a RR (Registered Representative) and started their career in finance in 2022. Cavitt has worked at 1 firm and has passed the Series 57TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cavitt Randall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cavitt Robert Randall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2022 - Present

MBX CLEARING LLC

Office #1: 38955 Hills Tech Drive, Farmington Hills, MI 48331
BD
CRD#: 321223
Farmington Hills, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 11/21/2022
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 9/29/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/27/2023
General Securities Principal Examination
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
NYSE Arca, Inc.

Current Firm

MC
MBX CLEARING LLC
MBX CLEARING LLC

CRD#: 321223 / SEC#: , 8-70923

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
38955 Hills Tech Drive, Farmington Hills, MI 48331
Mailing Address
38955 Hills Tech Drive, Farmington Hills, MI 48331
Phone number
(248) 987-7774
Established
Michigan since 04/04/2022
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MBX CLEARING HOLDING LLCMEMBER
GALIN, JONATHAN BRETTCHIEF COMPLIANCE OFFICER1597276
GALIN, JONATHAN BRETTPRINCIPAL1597276
RANDALL, CAVITT ROBERTCEO7559271
ZIMMEL, ROBERT PATRICKCHIEF FINANCIAL OFFICER2892454
ZIMMEL, ROBERT PATRICKFINOP2892454

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MBX CLEARING LLC

CRD#: 321223Farmington Hills, MI 48331

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