AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MD

Matthew J. Dupuis

MBX CLEARING LLC
Farmington Hills, MI 48331
Some features on this profile are disabled
CRD#: 7559270
MD

Professional summary

Matthew Joseph Dupuis, who also goes by Matthew Dupuis, is a registered financial professional currently at MBX CLEARING LLC located in Farmington Hills, Michigan.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2022. Matthew has worked at 1 firm and has passed the Series 57TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matthew Dupuis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Joseph Dupuis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 1, 2022 - Present

MBX CLEARING LLC

Office #1: 38955 Hills Tech Drive, Farmington Hills, MI 48331
BD
CRD#: 321223
Farmington Hills, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 11/1/2022
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 9/28/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/18/2025
Financial and Operations Principal Examination
SRO Registrations
RR
Cboe Exchange, Inc.

Current Firm

MC
MBX CLEARING LLC
MBX CLEARING LLC

CRD#: 321223 / SEC#: , 8-70923

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
38955 Hills Tech Drive, Farmington Hills, MI 48331
Mailing Address
38955 Hills Tech Drive, Farmington Hills, MI 48331
Phone number
(248) 987-7774
Established
Michigan since 04/04/2022
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MBX CLEARING HOLDING LLCMEMBER
GALIN, JONATHAN BRETTCHIEF COMPLIANCE OFFICER1597276
GALIN, JONATHAN BRETTPRINCIPAL1597276
RANDALL, CAVITT ROBERTCEO7559271
ZIMMEL, ROBERT PATRICKCHIEF FINANCIAL OFFICER2892454
ZIMMEL, ROBERT PATRICKFINOP2892454

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MBX CLEARING LLC

CRD#: 321223Farmington Hills, MI 48331

TRUST BUT VERIFY

Monitor Matthew Dupuis

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jack Anthony Jerzewski
Jack JerzewskiAdvisorCheck Check Mark
LPL ENTERPRISE, LLC
IAR
RR
TROY, MI
Lyndon L Davis
Lyndon DavisAdvisorCheck Check Mark
LIGHTSQUARE WEALTH MANAGEMENT, LLC
IAR
Farmington Hills, MI
Michael Haven Delap
Michael DelapAdvisorCheck Check Mark
OSAIC WEALTH, INC.
PR
SCOTTSDALE, AZ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics