Andy Li

MORRIS FINANCIAL CONCEPTS

Mount Pleasant, SC 29464-5318

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CRD#: 7559262

Professional summary

Andy Li is a registered financial advisor currently at MORRIS FINANCIAL CONCEPTS, INC. located in Mount Pleasant, South Carolina.

Andy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Andy has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andy Li's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2025 - Present

MORRIS FINANCIAL CONCEPTS, INC.

Office #1: 409 Coleman Blvd, Ste 100, Mount Pleasant, SC 29464-5318

RIA

CRD#: 114862

Mount Pleasant, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORRIS FINANCIAL CONCEPTS, INC.

MORRIS FINANCIAL CONCEPTS, INC. | MORRIS TAX PLANNING, LLC

CRD#: 114862 / SEC#: 801-60830

RIA

Registered Investment Advisory firm - (1/11/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(1/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/30/2022

Securities Industry Essentials Examination

Current Firm

MORRIS FINANCIAL CONCEPTS, INC.

MORRIS FINANCIAL CONCEPTS, INC. | MORRIS TAX PLANNING, LLC

CRD#: 114862 / SEC#: 801-60830

RIA

Registered Investment Advisory firm - (1/11/2002 Approved)

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Contact information

Main Address

409 Coleman Blvd, Ste 100, Mount Pleasant, SC 29464-5318

Mailing Address

Phone number

(843) 884-6192

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MFC WRAP BROCHURE 3.31.2025 (3/31/2025)

MFC - ADV 2A BROCHURE 3.31.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	929
AUM (Assets Under Management)	$ 469,144,238

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/20/2025	Cover Page	Report
07/17/2024	Cover Page	Report
08/25/2023	Cover Page	Report
12/20/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andy Li

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andy Li's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORRIS FINANCIAL CONCEPTS, INC.

Primary Firm SEC Registration

MORRIS FINANCIAL CONCEPTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2025

SIE

Date: 3/30/2022

Current Firm

MORRIS FINANCIAL CONCEPTS, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MORRIS FINANCIAL CONCEPTS, INC.

TRUST BUT VERIFY

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