Anisha K. Mittal

MASTERWORKS ADVISERS

NEW YORK, NY 10007

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CRD#: 7559150

Professional summary

Anisha Kiran Mittal is a registered financial advisor currently at MASTERWORKS ADVISERS, LLC located in New York, New York.

Anisha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Anisha has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anisha Kiran Mittal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2025 - Present

MASTERWORKS ADVISERS, LLC

Office #1: 1 World Trade 57th Floor, New York, NY 10007

RIA

CRD#: 324239

NEW YORK, NY

Past

October 26, 2022 - April 19, 2023

CHATHAM FINANCIAL SECURITIES LLC

CRD#: 118818

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASTERWORKS ADVISERS, LLC

CRD#: 324239 / SEC#: 801-127158

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/28/2025)

IAR

Texas
(8/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 10/26/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 5/15/2022

Securities Industry Essentials Examination

Current Firm

MASTERWORKS ADVISERS, LLC

CRD#: 324239 / SEC#: 801-127158

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

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Contact information

Main Address

1 World Trade 57th Floor, New York, NY 10007

Mailing Address

Phone number

(203) 518-5172

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MASTERWORKS ADVISERS FORM ADV PART 2A SEPTEMBER 19,2025 (9/19/2025)

Regulatory assets under management

Total Number of Accounts	625
AUM (Assets Under Management)	$ 1,983,059

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anisha K. Mittal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anisha Kiran Mittal's CRS (Customer Relationship Summary).

Certified licenses

Experience

MASTERWORKS ADVISERS, LLC

CHATHAM FINANCIAL SECURITIES LLC

Primary Firm SEC Registration

MASTERWORKS ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2025

Series 63

Date: 10/6/2022

Series 79TO

Date: 10/26/2022

SIE

Date: 5/15/2022

Current Firm

MASTERWORKS ADVISERS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASTERWORKS ADVISERS, LLC

TRUST BUT VERIFY

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