Alan R. Sheppard
Professional summary
Alan Robert Kevin Sheppard is a registered financial professional currently at GULFSTAR GROUP I, LTD. located in Houston, Texas.
Alan is registered as a RR (Registered Representative) and started their career in finance in 2022. Alan has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Robert Kevin Sheppard's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2022 - Present
GULFSTAR GROUP I, LTD.
Office #1: 700 Louisiana Street Ste 3800, Houston, TX 77002Office #2: 700 Louisiana Street Ste 3800, Houston, TX 77002State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2022)
Exams
Series 79TO
Date: 8/1/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GULFSTAR GROUP I, LTD.
CRD#: 28922 / SEC#: , 8-43999
Contact information
FINRA licenses (21 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GULFSTAR HOLDINGS, INC. | LIMITED PARTNER | |
| IBC SUBSIDIARY CORPORATION | LIMITED PARTNER | |
| GULFSTAR GROUP GP, LLC | GENERAL PARTNER | |
| LUEDDE, FULLERTON W III | PRESIDENT/CCO/CEO | 3218204 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GULFSTAR GROUP I, LTD.
CRD#: 28922Houston, TX 77002TRUST BUT VERIFY
Monitor Alan Sheppard
Get automatic monthly alerts on:
