PP
Pan Pan
UPMARKET SECURITIES LLC
New York, NY 10019
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CRD#: 7558931
PP
Professional summary
Pan Pan is a registered financial professional currently at UPMARKET SECURITIES LLC located in New York, New York.
Pan is registered as a RR (Registered Representative) and started their career in finance in 2022. Pan has worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Pan Pan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 27, 2022 - Present
UPMARKET SECURITIES LLC
Office #1: 1325 Avenue Of The Americas #2819, New York, NY 10019BD
CRD#: 295634
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/29/2025)
RR
Arizona(12/13/2023)
RR
California(6/21/2022)
RR
Colorado(10/26/2023)
RR
Connecticut(6/21/2022)
RR
District of Columbia(11/9/2022)
RR
Florida(5/31/2022)
RR
Georgia(6/21/2022)
RR
Idaho(9/9/2025)
RR
Illinois(10/17/2023)
RR
Louisiana(9/30/2024)
RR
Maine(2/27/2025)
RR
Maryland(3/16/2023)
RR
Massachusetts(11/4/2022)
RR
Michigan(6/20/2024)
RR
Minnesota(1/30/2023)
RR
Nevada(5/30/2024)
RR
New Jersey(6/21/2022)
RR
New Mexico(1/26/2024)
RR
New York(6/21/2022)
RR
North Carolina(2/23/2023)
RR
Ohio(8/8/2025)
RR
Oklahoma(4/30/2025)
RR
Oregon(9/27/2024)
RR
Pennsylvania(6/21/2022)
RR
Puerto Rico(7/24/2024)
RR
South Carolina(4/25/2025)
RR
Tennessee(10/29/2023)
RR
Texas(6/21/2022)
RR
Utah(6/9/2023)
RR
Virginia(6/29/2023)
RR
Washington(6/21/2022)
RR
Wisconsin(3/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 5/27/2022
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
US
UPMARKET SECURITIES LLC
MEIXIN SECURITIES LLC | UPMARKET SECURITIES LLC | MX SECURITIES LLC
CRD#: 295634 / SEC#: , 8-70120
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
1525 Mccarthy Boulevard #1000, Milpitas, CA 95035
Mailing Address
1525 Mccarthy Boulevard #1000, Milpitas, CA 95035
Phone number
+1 (888) 248-7658
Established
Delaware since 08/09/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (37 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
