NE
Natalie P. England
THRIVENT INVESTMENT MANAGEMENT
Knoxville, TN 37912
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CRD#: 7558907
NE
Professional summary
Natalie Powell England, who also goes by Natalie Elizabeth Powell, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Knoxville, Tennessee.
Natalie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Natalie has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Natalie Elizabeth Powell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BRICKEY- MCCLOUD ELEMENTARY PTO POSITION: Corresponding Secretary NATURE: The Brickey-McCloud Elementary PTO supports students and staff INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/04/2022 ADDRESS: 1810 Dry Gap Pike, Knoville TN 37918, United States DESCRIPTION: On an as needed basis:Social media postsThank you cards NUSKIN POSITION: Distributor NATURE: Beauty & Wellness Company - Multi-Level Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/21/2023 ADDRESS: 2846 Green Summers Rd, Knoxville TN 37938, United States DESCRIPTION: Distributors promote NuSkin products for sale. I am not currently perusing sales of these products or making any compensation from this business. UNITED GRAPHICS, INC POSITION: Marketing Strategist NATURE: This is a printing company. The clients are mostly business to business INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2023 ADDRESS: 7364 Morton View Lane, Powell TN 37849, United States DESCRIPTION: On an as needed basis, I would recommend marketing strategies/ideas & materials for the business's clients. I will not be involved in the execution of these recommendations HALLS COMMUNITY PARK POSITION: Cheerleading Commissioner NATURE: Youth sports organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2025 ADDRESS: 6983 Recreation Lm, Knoxville TN 37918, United States DESCRIPTION: Responsible for the youth cheerleading program for the community park. I communicate with each team's coaches, coordinate sign ups, uniform fittings, camp, and game schedules.
CRS (Client Relationship Summary) - RIA
Click below to view Natalie Powell England's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Natalie Powell England's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 531 Callahan Dr, Knoxville, TN 37912RIA
BD
CRD#: 18387
Knoxville, TN
Current
November 4, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 531 Callahan Dr, Knoxville, TN 37912RIA
BD
CRD#: 18387
Knoxville, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(10/22/2025)
RR
Tennessee(11/30/2022)
IAR
Tennessee(12/22/2022)
RR
Texas(11/25/2024)
IAR
Texas(11/25/2024)
RR
Wisconsin(2/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/4/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Knoxville, TN 37912TRUST BUT VERIFY
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