Leanne M. Middleton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leanne Marie Middleton was a registered financial professional .
Leanne is a previously registered financial professional and started their career in finance in 2022. Leanne had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2022 - February 6, 2023
MILLER PRIVATE WEALTH LLC
August 1, 2022 - May 9, 2023
CX INSTITUTIONAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Current Firm
MILLER PRIVATE WEALTH LLC
CRD#: 304853 / SEC#: 801-117216
Contact information
Regulatory assets under management
| Total Number of Accounts | 494 |
| AUM (Assets Under Management) | $ 182,869,857 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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