Maria P. Guastella

BULL MARKET INVESTMENT MANAGEMENT

Buenos Aires, 1106

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CRD#: 7557989

Professional summary

Maria Paula Guastella is a registered financial advisor currently at BULL MARKET INVESTMENT MANAGEMENT, INC. and BULL MARKET SECURITIES, INC. .

Maria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Maria has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Financial Advisor at Bull Market Brokers SA, located at Bouchard 680, 8th floor, CABA, Argentina 1106. Start Date: 10/2019. No hours devoted. 2) Investment Adviser Representative at Bull Market Investment Management, located in Miami, Florida, Start Date: 7/2023. Hours dedicated 5 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Paula Guastella's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 18, 2023 - Present

BULL MARKET INVESTMENT MANAGEMENT, INC.

Office #1: Bouchard 680 Piso 8, Buenos Aires 1106

RIA

CRD#: 288871

Buenos Aires,

Current

June 13, 2022 - Present

BULL MARKET SECURITIES, INC.

Office #1: Bouchard 680 Piso 8, Buenos Aires 1106

CRD#: 282480

Buenos Aires,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/13/2022)

IAR

Florida
(8/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/13/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/11/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

BULL MARKET INVESTMENT MANAGEMENT, INC.

CRD#: 288871 / SEC#: 801-110878

RIA

Registered Investment Advisory firm - (1/30/2018 Terminated)

Florida

Registered Investment Advisory firm - (1/23/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

175 Sw 7th Street Suite 1616, Miami, FL 33130

Mailing Address

Phone number

(561) 757-2322

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	182
AUM (Assets Under Management)	$ 15,148,448

Red Flags

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Firm Stability Insights

Maria P. Guastella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Paula Guastella's CRS (Customer Relationship Summary).

Certified licenses

Experience

BULL MARKET INVESTMENT MANAGEMENT, INC.

BULL MARKET SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2023

Series 7TO

Date: 6/13/2022

SIE

Date: 4/11/2022

FINRA

Current Firm

BULL MARKET INVESTMENT MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BULL MARKET INVESTMENT MANAGEMENT, INC.

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