Maxwell A. Miller

JOHNSON BRUNETTI

Needham, MA

Some features on this profile are disabled

CRD#: 7557853

Professional summary

Maxwell Alexander Miller, who also goes by Max A Miller, is a registered financial advisor currently at JOHNSON BRUNETTI located in Needham, Massachusetts.

Maxwell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Maxwell has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Max A Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Keenan Financial insurance, not investment related, Boston, MA, Fixed insurance sales, insurance agent, 06/2023, 10 hours per month, 10 hours per month during trading hours, duties: fixed insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxwell Alexander Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2023 - Present

JOHNSON BRUNETTI

RIA

CRD#: 171168

Needham, MA

Past

July 14, 2023 - September 27, 2023

KEENAN FINANCIAL

RIA

CRD#: 285673

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHNSON BRUNETTI

ALERA GROUP WEALTH SERVICES | JOHNSON BRUNETTI | JB CAPITAL LLC

CRD#: 171168 / SEC#: 801-79713

RIA

Registered Investment Advisory firm - (5/9/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/2/2023)

IAR

Massachusetts
(11/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/2023

Uniform Investment Adviser Law Examination

Current Firm

JOHNSON BRUNETTI

ALERA GROUP WEALTH SERVICES | JOHNSON BRUNETTI | JB CAPITAL LLC

CRD#: 171168 / SEC#: 801-79713

RIA

Registered Investment Advisory firm - (5/9/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 Great Meadow Road Suite 502, Wethersfield, CT 06109

Mailing Address

Phone number

(860) 372-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - JB CAPITAL_05.27.2025 (5/28/2025)

FORM ADV PART 2A - JB CAPITAL_02.19.2025 (5/28/2025)

Regulatory assets under management

Total Number of Accounts	12,863
AUM (Assets Under Management)	$ 2,105,849,981

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Maxwell A. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxwell Alexander Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHNSON BRUNETTI

KEENAN FINANCIAL

Primary Firm SEC Registration

JOHNSON BRUNETTI

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/2023

Current Firm

JOHNSON BRUNETTI

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHNSON BRUNETTI

TRUST BUT VERIFY

Similar Advisors