Samuel J. Haager

S HARRIS FINANCIAL GROUP

San Antonio, TX 78249

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CRD#: 7557458

Professional summary

Samuel James Haager, who also goes by Sam James Haager, is a registered financial advisor currently at S HARRIS FINANCIAL GROUP, LLC located in San Antonio, Texas.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Samuel has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam James Haager

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) S. Harris Financial Group, LLC.; Address: 4456 Lockhill Selma Rd Ste 101, San Antonio, TX 78249-3993, United States; Activity Type: Insurance; Position/Title: Insurance Agent; Investment Related: No; Start Date: 10/1/2024; Hours per month devoted to this business: 5; Hours per month devoted to this business during trading hours: 5; Description of duties: Sell and service insurance positions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel James Haager's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2024 - Present

S HARRIS FINANCIAL GROUP, LLC

Office #1: 4456 Lockhill Selma Rd Suite 101, San Antonio, TX 78249

RIA

CRD#: 151899

San Antonio, TX

Past

November 16, 2023 - October 15, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

San Antonio, TX

Past

September 22, 2023 - October 15, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

S HARRIS FINANCIAL GROUP, LLC

HARRIS MARTIN FINANCIAL, LLC | S HARRIS FINANCIAL GROUP, LLC

CRD#: 151899 / SEC#: 801-131466

RIA

Registered Investment Advisory firm - (11/18/2024 Approved)

Texas

Registered Investment Advisory firm - (11/22/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/22/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/6/2023

Securities Industry Essentials Examination

Current Firm

S HARRIS FINANCIAL GROUP, LLC

HARRIS MARTIN FINANCIAL, LLC | S HARRIS FINANCIAL GROUP, LLC

CRD#: 151899 / SEC#: 801-131466

RIA

Registered Investment Advisory firm - (11/18/2024 Approved)

Texas

Registered Investment Advisory firm - (11/22/2024 Terminated)

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Contact information

Main Address

4456 Lockhill Selma Rd Suite 101, San Antonio, TX 78249

Mailing Address

Phone number

(210) 547-3450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

S HARRIS FINANCIAL GROUP DISCLOSURE BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts	889
AUM (Assets Under Management)	$ 351,891,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel J. Haager

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel James Haager's CRS (Customer Relationship Summary).

Certified licenses

Experience

S HARRIS FINANCIAL GROUP, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

S HARRIS FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2023

Series 7TO

Date: 9/22/2023

SIE

Date: 8/6/2023

Current Firm

S HARRIS FINANCIAL GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

S HARRIS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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