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NM

Nicholas C. Minter

TUTTLE CAPITAL MANAGEMENT
Hoboken, NJ
Some features on this profile are disabled
CRD#: 7557187
NM

Professional summary

Nicholas Clark Minter is a registered financial advisor currently at TUTTLE CAPITAL MANAGEMENT, LLC located in Hoboken, New Jersey and 11 WESTERN ASSET MANAGEMENT LLC located in South Orange Village, New Jersey.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Nicholas has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Clark Minter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 19, 2025 - Present

TUTTLE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 164937
Hoboken, NJ
Current

January 23, 2026 - Present

11 WESTERN ASSET MANAGEMENT LLC

RIA
CRD#: 336272
SOUTH ORANGE VILLAGE, NJ
Past

March 19, 2024 - February 26, 2025

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NEW YORK, NY
Past

March 19, 2024 - February 26, 2025

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

November 27, 2023 - February 28, 2024

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
NEW YORK, NY
Past

October 14, 2022 - February 28, 2024

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TUTTLE CAPITAL MANAGEMENT, LLC
TUTTLE CAPITAL | TUTTLE TACTICAL MANAGEMENT, LLC | TUTTLE CAPITAL MANAGEMENT, LLC

CRD#: 164937 / SEC#: 801-76982

RIA
Registered Investment Advisory firm - (8/14/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(12/19/2025)
IAR
Florida
(1/23/2026)
IAR
New Jersey
(1/29/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/22/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/20/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/14/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/3/2022
Securities Industry Essentials Examination

Current Firm

TC
TUTTLE CAPITAL MANAGEMENT, LLC
TUTTLE CAPITAL | TUTTLE TACTICAL MANAGEMENT, LLC | TUTTLE CAPITAL MANAGEMENT, LLC

CRD#: 164937 / SEC#: 801-76982

RIA
Registered Investment Advisory firm - (8/14/2012 Approved)
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Contact information

Main Address
Riverside, CT
Mailing Address
Phone number
(888) 723-2821
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

TUTTLE CAPITAL MANAGEMENT ADV PART 2A BROCHURE (1/25/2026)

Regulatory assets under management

Total Number of Accounts57
AUM (Assets Under Management)$ 3,909,230,378

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TUTTLE CAPITAL MANAGEMENT, LLC

CRD#: 164937Hoboken, NJ

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