Michael W. Mcguire
Professional summary
Michael Wayne Mcguire is a registered financial advisor currently at OSAIC ADVISORY SERVICES, LLC located in Arnold, Maryland and OSAIC WEALTH, INC. located in Arnold, Maryland.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Wayne Mcguire's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2026 - Present
OSAIC ADVISORY SERVICES, LLC
Office #1: 1298 Bay Dale Drive Ste 201, Arnold, MD 21012June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1298 Bay Dale Drive Ste 201, Arnold, MD 21012September 25, 2024 - January 6, 2026
OSAIC WEALTH, INC.
September 7, 2022 - June 14, 2024
SECURITIES AMERICA, INC.
May 28, 2022 - September 8, 2022
P.J. ROBB VARIABLE, LLC
Primary Firm SEC Registration
OSAIC ADVISORY SERVICES, LLC
CRD#: 171070 / SEC#: 801-80075
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2024)
(1/6/2026)
Exams
Series 7TO
Date: 1/7/2023
General Securities Representative ExaminationSeries 6TO
Date: 5/28/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
OSAIC ADVISORY SERVICES, LLC
CRD#: 171070 / SEC#: 801-80075
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 47,032 |
| AUM (Assets Under Management) | $ 12,469,688,882 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/24/2024 |
Red Flags
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