Mdwareshbin Aziz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mdwareshbin Aziz, who also goes by Md Waresh Bin Aziz, Mdwareshbin Aziz, Waresh Aziz, was a registered financial professional .
Mdwareshbin is a previously registered financial professional and started their career in finance in 2022. Mdwareshbin had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2024 - August 22, 2025
SCHWAB WEALTH ADVISORY, INC.
May 2, 2024 - September 16, 2024
CHARLES SCHWAB & CO., INC.
November 3, 2023 - August 22, 2025
CHARLES SCHWAB & CO., INC.
October 11, 2022 - November 3, 2023
TD AMERITRADE, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/7/2022
General Securities Representative ExaminationCurrent Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
