Frank J. Opelka
Professional summary
Frank Joseph Opelka, who also goes by Frank Opelka, Pelk Opelka, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2022. Frank has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Joseph Opelka's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003July 24, 2024 - December 31, 2024
PAULSON INVESTMENT ADVISORS, LLC
July 10, 2024 - April 30, 2025
PAULSON INVESTMENT COMPANY LLC
March 8, 2024 - July 1, 2024
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
July 29, 2022 - July 1, 2024
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2025)
Exams
Series 7TO
Date: 2/13/2023
General Securities Representative ExaminationSeries 6TO
Date: 7/29/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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