Frank J. Opelka
Professional summary
Frank Joseph Opelka, who also goes by Frank Opelka, Pelk Opelka, is a registered financial professional currently at HRC FUND ASSOCIATES, LLC located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2022. Frank has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Joseph Opelka's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2026 - Present
HRC FUND ASSOCIATES, LLC
Office #1: 88 Pine Street 31st Floor, Suite 3101, New York, NY 10005September 2, 2025 - January 8, 2026
FINALIS SECURITIES LLC
July 24, 2024 - December 31, 2024
PAULSON INVESTMENT ADVISORS, LLC
July 10, 2024 - April 30, 2025
PAULSON INVESTMENT COMPANY LLC
March 8, 2024 - July 1, 2024
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
July 29, 2022 - July 1, 2024
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2026)
Exams
Series 7TO
Date: 2/13/2023
General Securities Representative ExaminationSeries 6TO
Date: 7/29/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
HRC FUND ASSOCIATES, LLC
CRD#: 142846 / SEC#: , 8-67496
Contact information
FINRA licenses (42 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, SCOTT DAVID | MEMBER; FINOP, CFO | 1912249 |
| FONTANA, VICTOR J JR. | CONTROLLER | 6054744 |
| FONTANA, VICTOR JOSEPH | MEMBER, PRESIDENT, COO | 1240936 |
| HILL, RAYMOND ALEXANDER III | MEMBER | 1950094 |
| REICK, TIMOTHY WILLIAM | CEO, MEMBER | 4384534 |
| THE DANIELS GST TRUST | MEMBER | |
| THE FONTANA GST TRUST | MEMBER | |
| THE RAYMOND HILL GST TRUST | MEMBER | |
| DANIELS, SCOTT DAVID | TRUSTEE - THE FONTANA GST TRUST | 1912249 |
| DANIELS, SCOTT DAVID | TRUSTEE - THE RAYMOND HILL GST TRUST | 1912249 |
| DANIELS, TERI ANN | TRUSTEE - THE DANIELS GST TRUST | 6154120 |
| FONTANA, CHRISTINE LYNN | TRUSTEE - THE FONTANA GST TRUST | 6153900 |
| FONTANA, VICTOR JOSEPH | TRUSTEE - THE DANIELS GST TRUST | 1240936 |
| NOWACK, ANDREW PETER | CCO, GENERAL COUNSEL | 2488500 |
Red Flags
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