Frank J. Opelka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Joseph Opelka, who also goes by Frank Opelka, Pelk Opelka, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2022. Frank had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2025 - January 8, 2026
FINALIS SECURITIES LLC
July 24, 2024 - December 31, 2024
PAULSON INVESTMENT ADVISORS, LLC
July 10, 2024 - April 30, 2025
PAULSON INVESTMENT COMPANY LLC
March 8, 2024 - July 1, 2024
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
July 29, 2022 - July 1, 2024
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/13/2023
General Securities Representative ExaminationSeries 6TO
Date: 7/29/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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