William H. Purvis

LGT FINANCIAL ADVISORS LLC

Dallas, TX 75204

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CRD#: 7556181

Professional summary

William Harris Purvis, who also goes by William Purvis, is a registered financial advisor currently at LGT FINANCIAL ADVISORS LLC located in Dallas, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. William has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Purvis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Harris Purvis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2023 - Present

LGT FINANCIAL ADVISORS LLC

Office #1: 2626 Howell St Suite 700, Dallas, TX 75204

RIA

CRD#: 111575

Dallas, TX

Past

September 9, 2022 - January 4, 2023

VANGUARD MARKETING CORPORATION

CRD#: 7452

Plano, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LGT FINANCIAL ADVISORS LLC

LGT FINANCIAL ADVISORS LLC | LGT FINANCIAL ADVISORS, LLC

CRD#: 111575 / SEC#: 801-77833

RIA

Registered Investment Advisory firm - (4/4/2013 Approved)

Illinois

Registered Investment Advisory firm - (4/4/2013 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/1/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/9/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/3/2022

Securities Industry Essentials Examination

Current Firm

LGT FINANCIAL ADVISORS LLC

LGT FINANCIAL ADVISORS LLC | LGT FINANCIAL ADVISORS, LLC

CRD#: 111575 / SEC#: 801-77833

RIA

Registered Investment Advisory firm - (4/4/2013 Approved)

Illinois

Registered Investment Advisory firm - (4/4/2013 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2013 Terminated)

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Contact information

Main Address

2626 Howell St Suite 700, Dallas, TX 75204

Mailing Address

Phone number

(214) 871-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LGT FA PART 2A BROCHURE (7/18/2025)

Regulatory assets under management

Total Number of Accounts	404
AUM (Assets Under Management)	$ 359,307,704

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/24/2024	Cover Page	Report
02/01/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William H. Purvis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Harris Purvis's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

LGT FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/1/2023

Series 63

Date: 8/3/2022

Series 7TO

Date: 9/9/2022

SIE

Date: 6/3/2022

Current Firm

LGT FINANCIAL ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LGT FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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