Jacob A. Cavaleri

ABLE FINANCIAL GROUP

Scottsdale, AZ 85258

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CRD#: 7555510

Professional summary

Jacob Alexander Cavaleri, who also goes by Jacob A Cavaleri, is a registered financial advisor currently at ABLE FINANCIAL GROUP, LLC located in Scottsdale, Arizona and PRIVATE CLIENT SERVICES, LLC located in Scottsdale, Arizona.

Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Jacob has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacob A Cavaleri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ABLE Financial Group. 8737 E. Via de Commercio, Suite 100 Scottsdale, AZ 85258. RIA. 160 hrs/mo; 120 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Alexander Cavaleri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2025 - Present

ABLE FINANCIAL GROUP, LLC

Office #1: 8737 E. Via De Commercio Suite 100, Scottsdale, AZ 85258

RIA

CRD#: 323646

Scottsdale, AZ

Current

September 12, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 8737 E. Via De Commercio Suite 100, Scottsdale, AZ 85258

RIA

CRD#: 120222

Scottsdale, AZ

Past

January 27, 2025 - June 3, 2025

KOVITZ INVESTMENT GROUP PARTNERS, LLC

RIA

CRD#: 282241

Scottsdale, AZ

Past

September 27, 2024 - December 31, 2024

KOVITZ INVESTMENT GROUP PARTNERS, LLC

RIA

CRD#: 282241

Scottsdale, AZ

Past

July 18, 2024 - August 14, 2024

DIVERSIFY WEALTH MANAGEMENT, LLC

RIA

CRD#: 329878

Phoenix, AZ

Past

March 21, 2023 - July 17, 2024

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Phoenix, AZ

Past

July 28, 2022 - April 4, 2023

PERSPECTIVE FINANCIAL SERVICES LLC

RIA

CRD#: 127704

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABLE FINANCIAL GROUP, LLC

CRD#: 323646 / SEC#: 801-127165

RIA

Registered Investment Advisory firm - (1/9/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(7/25/2025)

Arizona
(10/28/2025)

California
(10/27/2025)

Colorado
(10/27/2025)

Connecticut
(10/27/2025)

Florida
(10/27/2025)

Georgia
(10/27/2025)

Idaho
(10/27/2025)

Kansas
(10/27/2025)

Maryland
(10/27/2025)

Nevada
(10/27/2025)

New Jersey
(10/27/2025)

New Mexico
(10/27/2025)

New York
(10/27/2025)

Oregon
(10/27/2025)

Pennsylvania
(10/27/2025)

South Carolina
(10/27/2025)

Tennessee
(10/27/2025)

Texas
(10/27/2025)

Wisconsin
(10/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/3/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/19/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/11/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/29/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ABLE FINANCIAL GROUP, LLC

CRD#: 323646 / SEC#: 801-127165

RIA

Registered Investment Advisory firm - (1/9/2023 Approved)

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Contact information

Main Address

8737 E. Via De Commercio Suite 100, Scottsdale, AZ 85258

Mailing Address

Phone number

(480) 258-6104

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,484
AUM (Assets Under Management)	$ 570,987,107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jacob A. Cavaleri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Alexander Cavaleri's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

KOVITZ INVESTMENT GROUP PARTNERS, LLC

KOVITZ INVESTMENT GROUP PARTNERS, LLC

DIVERSIFY WEALTH MANAGEMENT, LLC

THRIVENT ADVISOR NETWORK, LLC

PERSPECTIVE FINANCIAL SERVICES LLC

Primary Firm SEC Registration

ABLE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/3/2025

Series 65

Date: 7/19/2022

Series 7TO

Date: 9/11/2025

SIE

Date: 7/29/2025

FINRA

Current Firm

ABLE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABLE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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