CL
Cormac Lyden
GOODBODY SECURITIES
DUBLIN, DUBLIN 2
Some features on this profile are disabled
CRD#: 7555333
CL
Professional summary
Cormac Lyden is a registered financial professional currently at GOODBODY SECURITIES INC .
Cormac is registered as a RR (Registered Representative) and started their career in finance in 2022. Cormac has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Cormac Lyden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2022 - Present
GOODBODY SECURITIES INC
Office #1: 9-12 Dawson Street, Dublin, DUBLIN 2BD
CRD#: 135790
DUBLIN,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(10/7/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/27/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GOODBODY SECURITIES INC
GOODBODY SECURITIES INC
CRD#: 135790 / SEC#: , 8-66955
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
9-12 Dawson Street, Dublin, DUBLIN 2
Mailing Address
9-12 Dawson Street, Dublin, DUBLIN 2
Phone number
+353 1 667 0400
Established
Delaware since 03/04/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOODBODY STOCKBROKERS UNLIMITED COMPANY | SHAREHOLDER | |
| CONNOLLY, LYNNESSA JUDE | NON-EXECUTIVE BOARD MEMBER | 7862283 |
| CURTIN, PAUL BERNARD | BOARD MEMBER | 2532340 |
| DONNELLY, MATTHEW | CCO | 7080384 |
| EASON, ROBERT VICTOR | NON-EXECUTIVE BOARD MEMBER | 7862287 |
| GLYNN, MICHAEL GERARD | FINOP/PFO | 3219445 |
| HUGGARD, IAN MCGINTY | CHIEF EXECUTIVE OFFICER/ DIRECTOR | 2004081 |
| MAGUIRE, CHARLES JOHN | PRINCIPAL OPERATIONS OFFICER | 5885741 |
Red Flags
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