NP
Nicolas A. Paxson
CONSTELLATION WEALTH ADVISORS
CINCINNATI, OH 45202
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CRD#: 7554513
NP
Professional summary
Nicolas Allen Paxson, who also goes by Nick Paxson, is a registered financial advisor currently at CONSTELLATION WEALTH ADVISORS located in Cincinnati, Ohio.
Nicolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Nicolas has worked at 3 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Paxson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Saint Xavier High School Athletic Department Not Investment Related 600 W North Bend Rd, Cincinnati, OH 45224 High School Athletics Assistant Golf Coach 6/16/2022 Approximately 10 hours a week for a 10 week season Of that 10 hours a week, 1-2 hours may be during securities trading hours. Most is after the market closes or on the weekend.
CRS (Client Relationship Summary) - RIA
Click below to view Nicolas Allen Paxson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2023 - Present
CONSTELLATION WEALTH ADVISORS
Office #1: 255 East Fifth St. Suite 3000, Cincinnati, OH 45202RIA
CRD#: 147253
CINCINNATI, OH
Past
June 22, 2022 - February 10, 2023
RITTER DANIHER FINANCIAL ADVISORY LLC
RIA
CRD#: 321827
CINCINNATI, OH
Past
May 12, 2022 - June 29, 2022
RITTER DANIHER FINANCIAL ADVISORY LLC
RIA
CRD#: 119901
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONSTELLATION WEALTH ADVISORS
CONSTELLATION SPORTS COUNCIL | QUADRANT PRIVATE CAPITAL SOLUTIONS | QUADRANT PARTNERS | QUADRANT FAMILY WEALTH ADVISORS | QUADRANT CAPITAL GROUP LLC | CONSTELLATION WEALTH ADVISORS
CRD#: 147253 / SEC#: 801-69216
RIA
Registered Investment Advisory firm - (5/28/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(3/25/2023)
Exams
Current Firm
CW
CONSTELLATION WEALTH ADVISORS
CONSTELLATION SPORTS COUNCIL | QUADRANT PRIVATE CAPITAL SOLUTIONS | QUADRANT PARTNERS | QUADRANT FAMILY WEALTH ADVISORS | QUADRANT CAPITAL GROUP LLC | CONSTELLATION WEALTH ADVISORS
CRD#: 147253 / SEC#: 801-69216
RIA
Registered Investment Advisory firm - (5/28/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
255 East Fifth St. Suite 3000, Cincinnati, OH 45202
Mailing Address
Phone number
(513) 871-5500
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,454 |
| AUM (Assets Under Management) | $ 4,661,729,458 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 01/27/2025 | ||
| 10/24/2023 | ||
| 04/27/2023 |
Red Flags
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Company Information
CONSTELLATION WEALTH ADVISORS
CRD#: 147253Cincinnati, OH 45202TRUST BUT VERIFY
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