Morgan R. Cain

MACCO FINANCIAL GROUP

GREEN BAY, WI 54301

Some features on this profile are disabled

CRD#: 7554253

Professional summary

Morgan Rae Cain, who also goes by Morgan Cain, is a registered financial advisor currently at MACCO FINANCIAL GROUP, INC. located in Green Bay, Wisconsin.

Morgan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Morgan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Morgan Cain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Macco Financial Group Address: 1138 Main St, Green Bay, WI, 54301-4718, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/16/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Record client meeting notes, and perform follow-up task assignment and duties. Perform pre-meeting plan preparations.. Assist in daily operations of the firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Rae Cain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2025 - Present

MACCO FINANCIAL GROUP, INC.

Office #1: 1138 Main Street, Green Bay, WI 54301

RIA

CRD#: 337398

GREEN BAY, WI

Past

September 29, 2023 - October 2, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Green Bay, WI

Past

September 12, 2022 - October 2, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

GREENBAY, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(10/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/10/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/23/2022

Securities Industry Essentials Examination

Current Firm

MACCO FINANCIAL GROUP, INC.

CRD#: 337398 / SEC#: 801-133933

RIA

Registered Investment Advisory firm - (7/23/2025 120-Day Approval)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1138 Main Street, Green Bay, WI 54301

Mailing Address

Phone number

(920) 617-6830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MACCO FINANCIAL GROUP, INC. DISCLOSURE BROCHURE (8/4/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Bradley Meister

KOVACK ADVISORS, INC.

IAR

NAPOLEON, OH

David Loughlin

CITIZENS SECURITIES, INC.

IAR

WARWICK, RI

Kenneth Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

IAR

Granite Bay, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Morgan R. Cain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Morgan Rae Cain's CRS (Customer Relationship Summary).

Certified licenses

Experience

MACCO FINANCIAL GROUP, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2023

Series 7TO

Date: 9/10/2022

SIE

Date: 6/23/2022

Current Firm

MACCO FINANCIAL GROUP, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

MACCO FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Similar Advisors