Shannon J. Fleener

SAGE FINANCIAL

San Diego, CA

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CRD#: 7553763

Professional summary

Shannon Joann Fleener, who also goes by Shannon Joann Fleener, is a registered financial advisor currently at SAGE FINANCIAL located in San Diego, California.

Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Shannon has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shannon Joann Fleener

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Joann Fleener's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2023 - Present

SAGE FINANCIAL

RIA

CRD#: 328149

San Diego, CA

Past

May 11, 2022 - June 22, 2023

NORTHSTAR INVESTMENT ADVISORY LLC

RIA

CRD#: 315965

San Diego, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SAGE FINANCIAL

SAGE FINANCIAL | SAGE FINANCIAL PLANNING, LLC

CRD#: 328149 / SEC#:

California

Registered Investment Advisory firm - (9/8/2023 Approved)

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Contact information

Main Address

San Diego, CA

Mailing Address

Phone number

(619) 432-5078

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shannon J. Fleener

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Joann Fleener's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGE FINANCIAL

NORTHSTAR INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

Current Firm

SAGE FINANCIAL

Contact information

Documents

Red Flags

Company Information

SAGE FINANCIAL

TRUST BUT VERIFY

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