Jona Saraci

KINEO CAPITAL LLC

New York, NY 10036

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CRD#: 7553724

Professional summary

Jona Saraci is a registered financial advisor currently at KINEO CAPITAL LLC located in New York, New York.

Jona is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Jona has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jona Saraci's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2025 - Present

KINEO CAPITAL LLC

Office #1: 11 West 42nd Street Floor 2, New York, NY 10036

RIA

CRD#: 315019

New York, NY

Past

February 6, 2025 - July 8, 2025

MORGAN STANLEY

CRD#: 149777

Purchase, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINEO CAPITAL LLC

CRD#: 315019 / SEC#: 801-132503

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

Connecticut

Registered Investment Advisory firm - (8/11/2025 Terminated)

New York

Registered Investment Advisory firm - (8/8/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(9/9/2025)

IAR

New York
(9/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/6/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/22/2023

Securities Industry Essentials Examination

Current Firm

KINEO CAPITAL LLC

CRD#: 315019 / SEC#: 801-132503

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

Connecticut

Registered Investment Advisory firm - (8/11/2025 Terminated)

New York

Registered Investment Advisory firm - (8/8/2025 Terminated)

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Contact information

Main Address

11 West 42nd Street Floor 2, New York, NY 10036

Mailing Address

Phone number

(212) 457-1268

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KINEO CAPITAL LLC PART 2A AND PART 2B (10/6/2025)

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 258,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jona Saraci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jona Saraci's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINEO CAPITAL LLC

MORGAN STANLEY

Primary Firm SEC Registration

KINEO CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2025

Series 63

Date: 2/21/2025

Series 7TO

Date: 2/6/2025

SIE

Date: 12/22/2023

Current Firm

KINEO CAPITAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINEO CAPITAL LLC

TRUST BUT VERIFY

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