Tomas R. Carol Lugones
Professional summary
Tomas Rodolfo Carol Lugones, who also goes by Tomas Carol, is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York.
Tomas is registered as a RR (Registered Representative) and started their career in finance in 2022. Tomas has worked at 1 firm and has passed the Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tomas Rodolfo Carol Lugones's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2022 - Present
VELOCITY CLEARING, LLC
Office #1: 199 Water Street 17th Floor, New York, NY 10038State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 4/27/2023
Securities Trader ExamSeries 7TO
Date: 10/12/2022
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
Red Flags
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