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Christopher Pibl

Q ADVISORS LLC
DENVER, CO 80202
Some features on this profile are disabled
CRD#: 7553218
CP

Professional summary


Christopher Pibl is a registered financial professional currently at Q ADVISORS LLC located in Denver, Colorado.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2022. Christopher has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Pibl's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 15, 2024 - Present

Q ADVISORS LLC

Office #1: 999 18th Street Suite 2015, Denver, CO 80202
BD
CRD#: 127232
DENVER, CO
Past

July 27, 2022 - May 17, 2024

RED MOUNTAIN SECURITIES LLC

BD
CRD#: 317716
Denver, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/15/2024)
RR
Colorado
(7/15/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 8/30/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/27/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


QA
Q ADVISORS LLC
Q ADVISORS LLC

CRD#: 127232 / SEC#: , 8-65975

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
999 18th Street Suite 2015, Denver, CO 80202
Mailing Address
999 18th Street Suite 2015, Denver, CO 80202
Phone number
(303) 996-9660
Established
Colorado since 07/26/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
Q CONSULTING LLCMEMBER AND MANAGER
DEHAVEN, RICHARD GERARDMEMBER AND MANAGER5463464
COLLINS, ELIZABETH SARAHFINOP4714831
QUINN, MICHAEL SCOTTCHIEF COMPLIANCE OFFICER4666153

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


Q ADVISORS LLC

CRD#: 127232Denver, CO 80202

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