Samuel J. Minette
Professional summary
Samuel John Minette, who also goes by Sam John Minette, Samuel Minette, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2022. Samuel has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel John Minette's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2024 - Present
NEXPOINT SECURITIES, INC.
Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201September 23, 2022 - June 14, 2024
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2024)
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(5/30/2024)
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Exams
Series 7TO
Date: 9/23/2022
General Securities Representative ExaminationFINRA
Current Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NEXPOINT SECURITIES, INC.
CRD#: 165013Dallas, TX 75201TRUST BUT VERIFY
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