Alexander Aguilar

RICE, VOELKER

Metairie, LA 70005

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CRD#: 7553143

Professional summary

Alexander Aguilar, who also goes by Alex Aguilar, is a registered financial advisor currently at RICE, VOELKER, LLC located in Metairie, Louisiana.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Alexander has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Aguilar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alexander began working as the Treasurer for Young Professionals in May 2023. It is located at 1719 Peniston St., NO, LA 70115. He spends 1 hour per week in this non-competitive entity and receives no compensation. He manages the nonprofit organization's finances and preparing the tax returns. None of his activities are investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Aguilar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2025 - Present

RICE, VOELKER, LLC

Office #1: 112 Rosa Avenue, Metairie, LA 70005

RIA

CRD#: 39838

Metairie, LA

Past

July 19, 2022 - July 31, 2023

CHAFFE SECURITIES, INC.

CRD#: 152172

NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/17/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/19/2023

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 7/19/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 4/27/2022

Securities Industry Essentials Examination

Current Firm

RICE, VOELKER, LLC

CAERLEON CAPITAL, L.L.C. | TRACEEQUITY | RICE, VOELKER, LLC | RICE, VOELKER BROTHERS & FRANTZEN, L.L.C.

CRD#: 39838 / SEC#: , 8-48854

Louisiana

Registered Investment Advisory firm - SEC (7/24/2025 Approved)

Terminated by SEC on 11/24/2025

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Contact information

Main Address

625 Girod Street, Suite B, Mandeville, LA 70448

Mailing Address

Phone number

(985) 898-3477

Established

Louisiana since 10/05/1995

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ARMAND, CORY BLAINE	EXECUTIVE OFFICER/ MANAGING PARTNER	4823186
JOSEPH, SEYMOUR BENJAMIN IV	PARTNER	4746553
LAMBERT, DALTON GRANT	PARTNER	2795165
PARRIE, ADAM BRIAN	CCO / FINOP	6104343

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander Aguilar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Aguilar's CRS (Customer Relationship Summary).

Certified licenses

Experience

RICE, VOELKER, LLC

CHAFFE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2025

Series 63

Date: 10/17/2022

Series 7TO

Date: 4/19/2023

Series 79TO

Date: 7/19/2022

SIE

Date: 4/27/2022

Current Firm

RICE, VOELKER, LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RICE, VOELKER, LLC

TRUST BUT VERIFY

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