Colin Rosenbaum

REGENT PROPERTIES

DALLAS, TX 75201

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CRD#: 7552580

Professional summary

Colin Rosenbaum is a registered financial advisor currently at REGENT PROPERTIES located in Dallas, Texas.

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Colin has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Rosenbaum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2022 - Present

REGENT PROPERTIES

Office #1: 2001 Ross Avenue Suite 3400, Dallas, TX 75201

RIA

CRD#: 309360

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REGENT PROPERTIES

REGENT PROPERTIES | REGENT PROPERTIES, LLC | REGENT PROPERTIES ARIZONA, LLC | REGENT PROPERTIES - TEXAS, LLC

CRD#: 309360 / SEC#: 801-118956

RIA

Registered Investment Advisory firm - (6/26/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

REGENT PROPERTIES

REGENT PROPERTIES | REGENT PROPERTIES, LLC | REGENT PROPERTIES ARIZONA, LLC | REGENT PROPERTIES - TEXAS, LLC

CRD#: 309360 / SEC#: 801-118956

RIA

Registered Investment Advisory firm - (6/26/2020 Approved)

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Contact information

Main Address

12100 Wilshire Blvd., Suite 1750, Los Angeles, CA 90025

Mailing Address

Phone number

(310) 806-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 DISCLOSURE BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 1,786,628,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Colin Rosenbaum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Rosenbaum's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGENT PROPERTIES

Primary Firm SEC Registration

REGENT PROPERTIES

State Registrations and Notice Filings

Exams

Current Firm

REGENT PROPERTIES

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REGENT PROPERTIES

TRUST BUT VERIFY

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