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JO

Jacqueline R. Obrien

SIXTH STREET BD
New York, NY 10106
Some features on this profile are disabled
CRD#: 7552508
JO

Professional summary

Jacqueline Rose Obrien, who also goes by Jacqueline Obrien, is a registered financial professional currently at SIXTH STREET BD, LLC located in New York, New York.

Jacqueline is registered as a RR (Registered Representative) and started their career in finance in 2024. Jacqueline has worked at 2 firms and has passed the Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jacqueline Obrien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jacqueline Rose Obrien's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 4, 2026 - Present

SIXTH STREET BD, LLC

Office #1: 888 7th Avenue 41st Floor, New York, NY 10106
BD
CRD#: 281933
New York, NY
Past

March 11, 2024 - February 11, 2026

UBS SECURITIES LLC

BD
CRD#: 7654
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(3/4/2026)
RR
District of Columbia
(3/4/2026)
RR
Florida
(3/4/2026)
RR
Louisiana
(3/4/2026)
RR
Maryland
(3/4/2026)
RR
Puerto Rico
(3/4/2026)

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 3/11/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/10/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SIXTH STREET BD, LLC
SIXTH STREET BD, LLC | TSSP BD, LLC

CRD#: 281933 / SEC#: , 8-69697

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
888 Seventh Avenue 41st Floor, New York, NY 10106
Mailing Address
888 Seventh Avenue 41st Floor, New York, NY 10106
Phone number
+1 (212) 405-8418
Established
Delaware since 01/26/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIXTH STREET OPPORTUNITIES ADVISERS HOLDINGS, LLCMEMBER
SIXTH STREET PARTNERS II MANAGEMENT COMPANY, L.P.MEMBER
CHEN, DAVID ERICCHIEF COMPLIANCE OFFICER5679045
D'ARCY, BRIAN EDWARDCO-CHIEF EXECUTIVE OFFICER4972383
SIMMONDS, IAN TIMOTHYCO-CHIEF EXECUTIVE OFFICER5028367
TSSP HOLDCO MANAGEMENT, LLCMANAGING MEMBER
WANEK, DANIEL LOUISCHIEF FINANCIAL OFFICER/FINOP, POO, PFO6534764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIXTH STREET BD, LLC

CRD#: 281933New York, NY 10106

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