Elizabeth K. Allison

GATES INVESTMENT ADVISORS

Evansville, IN 47715

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CRD#: 7552004

Professional summary

Elizabeth Kay Allison is a registered financial advisor currently at GATES INVESTMENT ADVISORS, LLC located in Evansville, Indiana.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Elizabeth has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: GATES FINANCIAL SERVICES, LLC NOT INVESTMENT-RELATED ADDRESS: 3101 N GREEN RIGER RD STE 830, EVANSVILLE, IN 47715 NATURE: INSURANCE SALES POSITION: AGENT TITLE/RELATIONSHIP: AGENT # HOURS TO OTHER BUSINESS: 0-8 # HOURS DURING SECURITIES TRADE HOURS: 0-8 DUTIES: LIFE AND ANNUITY INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Kay Allison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2022 - Present

GATES INVESTMENT ADVISORS, LLC

Office #1: 3101 N Green River Road Suite 830, Evansville, IN 47715

RIA

CRD#: 141691

Evansville, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(6/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/2022

Uniform Investment Adviser Law Examination

Current Firm

GATES INVESTMENT ADVISORS, LLC

CENTENNIAL WEALTH ADVISORY, LLC | SENIOR FINANCIAL CONSULTANTS USA, LLC | GATES INVESTMENT ADVISORS, LLC

CRD#: 141691 / SEC#:

Indiana

Registered Investment Advisory firm - (9/13/2006 Approved)

Texas

Registered Investment Advisory firm - (6/28/2013 Conditional Restricted)

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Contact information

Main Address

3101 N Green River Road Suite 830, Evansville, IN 47715

Mailing Address

Phone number

(812) 464-2837

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 21,100,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Elizabeth K. Allison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Kay Allison's CRS (Customer Relationship Summary).

Certified licenses

Experience

GATES INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/2022

Current Firm

GATES INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GATES INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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