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Nick Lyons

CETERA INVESTMENT ADVISERS
Olea, NY
·CRD# 7551916·3 years experience

Professional Summary

Nick Lyons, who also goes by Nicholas J Lyons, Nicholas John Lyons, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Olea, New York and CETERA WEALTH SERVICES, LLC located in Greensboro, Georgia. Nick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Nick has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nicholas J Lyons, Nicholas John Lyons

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
301 N Union Street Suite 304, Olea, NY 14760
November 4, 2025 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
1. 2901 Reynolds Walk Trail, Suite # 202, Greensboro, GA 306422. 301 N Union Street Suite 304, Olea, NY 14760
November 4, 2025 - Present
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
RIA
Greenboro, GA
February 6, 2024 - November 4, 2025
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Greenboro, GA
February 6, 2024 - November 4, 2025
EDWARD JONES·CRD# 250
RIA
Hinsdale, NY
October 4, 2023 - December 4, 2023
EDWARD JONES·CRD# 250
BD
St. Louis, MO
September 11, 2023 - December 4, 2023

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: NJL CONSULTING LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ENTITY TO RECEADVISORY FEES START DATE: 7/2025 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HO40 BRIEF DESCRIPTION OF DUTIES: NJL CONSULTING LLC TO RECEIVE ALL ADVISORY FEE'S FOR INVESTMENT MANAGEMENT SERVICES; 2. NAME OF OTHER BUSINESPIEDMONT FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADHOURS: 40 BRIEF DESCRIPTION OF DUTIES: INVESTMENT MANAGEMENT SERVICES;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(11/5/2025)
RR
Delaware
(11/5/2025)
RR
Florida
(11/5/2025)
RR
Georgia
(11/6/2025)
IAR
Georgia
(7/28/2026)
RR
New York
(11/4/2025)
IAR
New York
(11/4/2025)
RR
North Carolina
(11/5/2025)
RR
Pennsylvania
(11/5/2025)
RR
Virginia
(11/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2023About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Nick Lyons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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