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Nick Lyons
CETERA INVESTMENT ADVISERS LLC
Olea, NY 14760
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CRD#: 7551916
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Professional summary
Nick Lyons, who also goes by Nicholas J Lyons, Nicholas John Lyons, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Olea, New York and CETERA WEALTH SERVICES, LLC located in Greensboro, Georgia.
Nick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Nick has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas J Lyons | Nicholas John Lyons
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: NJL CONSULTING LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ENTITY TO RECEADVISORY FEES START DATE: 7/2025 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HO40 BRIEF DESCRIPTION OF DUTIES: NJL CONSULTING LLC TO RECEIVE ALL ADVISORY FEE'S FOR INVESTMENT MANAGEMENT SERVICES; 2. NAME OF OTHER BUSINESPIEDMONT FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADHOURS: 40 BRIEF DESCRIPTION OF DUTIES: INVESTMENT MANAGEMENT SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Nick Lyons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 301 N Union Street Suite 304, Olea, NY 14760RIA
CRD#: 105644
Olea, NY
Current
November 4, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2901 Reynolds Walk Trail, Suite # 202 , Greensboro, GA 30642Office #2: 301 N Union Street Suite 304, Olea, NY 14760BD
CRD#: 13572
GREENSBORO, GA
Past
February 6, 2024 - November 4, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Greenboro, GA
Past
February 6, 2024 - November 4, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Greenboro, GA
Past
October 4, 2023 - December 4, 2023
EDWARD JONES
RIA
CRD#: 250
Hinsdale, NY
Past
September 11, 2023 - December 4, 2023
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/5/2025)
RR
Delaware(11/5/2025)
RR
Florida(11/5/2025)
RR
Georgia(11/6/2025)
RR
New York(11/4/2025)
IAR
New York(11/4/2025)
RR
North Carolina(11/5/2025)
RR
Pennsylvania(11/5/2025)
RR
Virginia(11/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/11/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
