James A. Edgar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Alexander Edgar JR, who also goes by Jim Edgar, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1967. James had worked at 6 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 1994 - September 27, 1995
MID ATLANTIC INVESTOR SERVICES, INC.
March 17, 1993 - July 8, 1994
SHAMROCK PARTNERS, LTD
October 10, 1978 - February 10, 1993
MELHADO, FLYNN & ASSOCIATES, INC.
February 24, 1978 - November 24, 1978
MORGAN STANLEY DW INC.
October 8, 1976 - February 24, 1978
REYNOLDS SECURITIES, INC.
December 26, 1967 - February 18, 1977
BAKER, WEEKS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/12/1961
Registered Representative ExaminationSeries 40
Date: 12/18/1967
Registered Principal ExaminationCurrent Firm
MID ATLANTIC INVESTOR SERVICES, INC.
CRD#: 31002 / SEC#: , 8-44925
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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