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JB

John Barry

ERNST & YOUNG CORPORATE FINANCE (CANADA)
Toronto, Ontario, M5H 0B3
Some features on this profile are disabled
CRD#: 7551224
JB

Professional summary


John Barry is a registered financial professional currently at ERNST & YOUNG CORPORATE FINANCE (CANADA) INC. .

John is registered as a RR (Registered Representative) and started their career in finance in 2022. John has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Barry's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 7, 2022 - Present

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.

Office #1: 100 Adelaide Street West Ey Tower, Toronto, Ontario, M5H 0B3
BD
CRD#: 126914
Toronto, Ontario,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/28/2025)
RR
Arizona
(12/11/2023)
RR
Arkansas
(10/3/2025)
RR
California
(2/6/2023)
RR
Colorado
(2/20/2024)
RR
Connecticut
(4/25/2023)
RR
Delaware
(12/11/2023)
RR
District of Columbia
(3/20/2025)
RR
Florida
(2/10/2023)
RR
Georgia
(12/11/2023)
RR
Illinois
(2/10/2023)
RR
Indiana
(1/28/2025)
RR
Kansas
(3/20/2025)
RR
Kentucky
(12/11/2023)
RR
Louisiana
(3/20/2025)
RR
Maryland
(2/10/2023)
RR
Massachusetts
(2/10/2023)
RR
Michigan
(12/11/2023)
RR
Minnesota
(1/2/2024)
RR
Missouri
(12/11/2023)
RR
Nebraska
(3/20/2025)
RR
New Hampshire
(10/3/2025)
RR
New Jersey
(10/3/2025)
RR
New York
(12/8/2022)
RR
North Carolina
(3/20/2025)
RR
Ohio
(12/11/2023)
RR
Oklahoma
(1/28/2025)
RR
Pennsylvania
(2/6/2023)
RR
Puerto Rico
(10/3/2025)
RR
Texas
(2/6/2023)
RR
Vermont
(2/6/2023)
RR
Virginia
(2/10/2023)
RR
Washington
(2/6/2023)
RR
Wisconsin
(10/3/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 10/7/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/7/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


E&
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC. | EY CORPORATE FINANCE (CANADA)

CRD#: 126914 / SEC#: , 8-65929

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
100 Adelaide Street West, Ey Tower, Toronto, Ontario, M5H 0B3
Mailing Address
100 Adelaide Street West, Ey Tower Po Box 1, Toronto, Ontario, M5H 0B3
Phone number
(416) 943-3101
Established
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
EY ADVISORY SERVICES INC.PARENT
DUNN, KEVIN SHANEDIRECTOR5464609
IANNI, ANTHONYDIRECTOR/CHAIRMAN/FINOP4727825
MCMILLAN, BROCK MURRAYPRESIDENT5189976
ROY, SHARA NICOLEOFFICER (SECRETARY)7621988
SAVAGE, DOUGLAS ROBERTCHIEF COMPLIANCE OFFICER6526291

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.

CRD#: 126914Toronto, Ontario, M5H 0B3

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