Alden D. Abshire

WINNACLE WEALTH

WACO, TX 76712

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CRD#: 7551010

Professional summary

Alden David Abshire, who also goes by Alden D Abshire, is a registered financial advisor currently at WINNACLE WEALTH, LLC located in Waco, Texas.

Alden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Alden has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Alden D Abshire

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alden David Abshire's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2026 - Present

WINNACLE WEALTH, LLC

Office #1: 200 W. Hwy 6 Suite 330, Waco, TX 76712

RIA

CRD#: 317181

WACO, TX

Past

September 6, 2024 - September 29, 2026

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Dallas, TX

Past

August 20, 2024 - September 29, 2026

J.P. MORGAN SECURITIES LLC

CRD#: 79

Dallas, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINNACLE WEALTH, LLC

WINNACLE WEALTH, LLC | WNNW WEALTH | WINNOW WEALTH, LLC

CRD#: 317181 / SEC#: 801-130201

RIA

Registered Investment Advisory firm - (5/8/2024 Approved)

Texas

Registered Investment Advisory firm - (5/14/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 9/6/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 8/19/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 3/27/2024

Securities Industry Essentials Examination

Current Firm

WINNACLE WEALTH, LLC

WINNACLE WEALTH, LLC | WNNW WEALTH | WINNOW WEALTH, LLC

CRD#: 317181 / SEC#: 801-130201

RIA

Registered Investment Advisory firm - (5/8/2024 Approved)

Texas

Registered Investment Advisory firm - (5/14/2024 Terminated)

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Contact information

Main Address

200 W. Hwy 6 Suite 330, Waco, TX 76712

Mailing Address

Phone number

(254) 776-8400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WINNACLE WEALTH ADV 2A (5/27/2026)

Regulatory assets under management

Total Number of Accounts	1,264
AUM (Assets Under Management)	$ 144,958,007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alden D. Abshire

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alden David Abshire's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINNACLE WEALTH, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

WINNACLE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 9/6/2024

Series 7TO

Passed: 8/19/2024

SIE

Passed: 3/27/2024

Current Firm

WINNACLE WEALTH, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINNACLE WEALTH, LLC

TRUST BUT VERIFY

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