JO
Joshua C. Ojeda
POLEN CAPITAL MANAGEMENT
Boca Raton, FL 33431
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CRD#: 7549307
JO
Professional summary
Joshua Charles Ojeda, who also goes by Joshua Ojeda, is a registered financial advisor currently at POLEN CAPITAL MANAGEMENT, LLC located in Boca Raton, Florida and FORESIDE FUNDS DISTRIBUTORS LLC located in Boca Raton, Florida.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Joshua has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua Ojeda
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Polen Capital Management, LLC; Boca Raton, FL, Investment Related; Began 11/28/2022; Business Development; Senior Relationship Associate; Distribution Team - business development - sales; 160 hours per month 2) In addition to being an Investment Advisor Representative of Polen Capital Management, LLC, this associate is a Registered Representative of Foreside Funds Distributors LLC, an unaffiliated Broker Dealer. The associate is a Registered Representative for purposes of Foreside Funds Distributors LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Charles Ojeda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2023 - Present
POLEN CAPITAL MANAGEMENT, LLC
Office #1: 1825 Nw Corporate Blvd Ste 300, Boca Raton, FL 33431RIA
CRD#: 106093
Boca Raton, FL
Current
January 13, 2023 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 1825 Nw Corporate Boulevard Suite 300, Boca Raton, FL 33431BD
CRD#: 31334
Boca Raton, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
POLEN CAPITAL MANAGEMENT, LLC
POLEN CAPITAL MANAGEMENT, INC. | POLEN CAPITAL MANAGEMENT, LLC
CRD#: 106093 / SEC#: 801-15180
RIA
Registered Investment Advisory firm - (4/7/1980 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/3/2023)
RR
Alaska(3/3/2023)
RR
Arizona(3/3/2023)
RR
Arkansas(3/3/2023)
RR
California(3/3/2023)
RR
Colorado(3/3/2023)
RR
Connecticut(3/3/2023)
RR
Delaware(3/3/2023)
RR
District of Columbia(3/3/2023)
RR
Florida(3/3/2023)
IAR
Florida(3/22/2023)
RR
Georgia(3/3/2023)
RR
Hawaii(3/3/2023)
RR
Idaho(3/3/2023)
RR
Illinois(3/3/2023)
RR
Indiana(3/3/2023)
RR
Iowa(3/3/2023)
RR
Kansas(3/3/2023)
RR
Kentucky(3/3/2023)
RR
Louisiana(3/3/2023)
RR
Maine(3/3/2023)
RR
Maryland(3/3/2023)
RR
Massachusetts(3/3/2023)
RR
Michigan(3/3/2023)
RR
Minnesota(3/3/2023)
RR
Mississippi(3/3/2023)
RR
Missouri(3/3/2023)
RR
Montana(3/3/2023)
RR
Nebraska(3/3/2023)
RR
Nevada(3/3/2023)
RR
New Hampshire(3/3/2023)
RR
New Jersey(3/3/2023)
RR
New Mexico(3/3/2023)
RR
New York(3/3/2023)
RR
North Carolina(3/3/2023)
RR
North Dakota(3/3/2023)
RR
Ohio(3/3/2023)
RR
Oklahoma(3/3/2023)
RR
Oregon(3/3/2023)
RR
Pennsylvania(3/3/2023)
RR
Puerto Rico(3/3/2023)
RR
Rhode Island(3/3/2023)
RR
South Carolina(3/3/2023)
RR
South Dakota(3/3/2023)
RR
Tennessee(3/3/2023)
RR
Texas(3/3/2023)
RR
Utah(3/3/2023)
RR
Vermont(3/3/2023)
RR
Virgin Islands(3/3/2023)
RR
Virginia(3/3/2023)
RR
Washington(3/3/2023)
RR
West Virginia(3/3/2023)
RR
Wisconsin(3/3/2023)
RR
Wyoming(3/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/13/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PC
POLEN CAPITAL MANAGEMENT, LLC
POLEN CAPITAL MANAGEMENT, INC. | POLEN CAPITAL MANAGEMENT, LLC
CRD#: 106093 / SEC#: 801-15180
RIA
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Contact information
Main Address
1825 Nw Corporate Blvd. Suite 300, Boca Raton, FL 33431
Mailing Address
Phone number
+1 (561) 241-2425
Established
Firm type
Fiscal year end
# of Employees
229
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,732 |
| AUM (Assets Under Management) | $ 37,703,918,773 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
POLEN CAPITAL MANAGEMENT, LLC
CRD#: 106093Boca Raton, FL 33431TRUST BUT VERIFY
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